High-end consulting firm based in Midtown Manhattan, specializing in regulatory strategy, compliance, and risk management. They are known for providing innovative solutions to help clients navigate complex regulatory environments.
Right now, they’re hiring three Compliance Managers to join their team, covering a mix of commercial bank and broker dealer/swap dealer projects. This is a full-time, in-office role offering the opportunity to work with industry leaders on critical compliance initiatives.
Quick Overview:
Assess clients’ compliance programs against rules, regulations, and supervisory expectations.
Design and implement enhanced internal control frameworks.
Review governance frameworks, operations, and surveillance systems.
Prepare written reports and deliverables for clients.
Collaborate with senior leadership on business development and project execution.
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